Compliance and regulations

Regulatory compliance is of utmost importance to our clients and is an area where we provide extensive support. We assist with everything from analyzing new regulations and how they impact the organization’s processes and system support. Through our broad industry experience, we also help clients with analysis and best practice recommendations for existing processes, and can drive process changes or changes in system support all the way to completion.

Examples of areas where we have supported our clients in recent years:

Analysis, process changes, and system support for regulations such as MiFID and PRIIP
Automation and quality assurance of legal data reporting
Improvement and review of market risk and counterparty risk
Liquidity risk analysis and supporting systems for this
Requirements specification and procurement of risk systems
Analysis and documentation of operational risks
Limit monitoring and deviation management